Moses Singer represents a broad spectrum of public and privately held issuers for ongoing and transaction specific securities related matters. We represent issuers with respect to a variety of corporate finance transactions including:

  • Public equity and debt offerings
  • Private placements
  • International securities offerings
  • PIPE (“Private Investment in Public Equity”) transactions
  • Reverse mergers
  • Going private transactions
  • Public merger and acquisition transactions
  • Tender offers and other financing transactions
  • Securities Issuance and Transfer Opinions

We provide general representation of public companies with respect to ongoing securities and regulatory matters, including:

  • Periodic reporting under the Securities Exchange Act of 1934 for domestic and foreign private issuers
  • Corporate governance
  • Conduct of stockholders meetings
  • Compliance with listing requirements of securities exchanges
  • Development and implementation of equity incentive plans
  • Investor relations and analyst issues
  • PCAOB (“Public Company Accounting Oversight Board”) concerns
  • Securities litigation
  • Regulatory concerns applicable to public issuers

Our representation extends to matters arising under the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisors Act of 1940.

Prior results do not guarantee a similar outcome.