Last Minute Veto By Governor Hochul Renders New York LLC Transparency Act Inapplicable To All But Foreign LLCs
Publications
In an Unprecedented Move, the SEC Imposes Monetary Penalties Solely Based on a Failure to File a Form D
Client Alert
The Practical Side of Creative Success: An Interview with Jeff Davis in Lawdragon's Lawyer Limelights
Howard Fischer was Quoted in an Investment News Article Titled, "Crypto and the Election."
Investment News
FTC Non-Compete Rule is Held Invalid - a Nationwide Stay Prevents the Rule From Taking Effect
Moses Singer Client Alert
Is the striking down of the private fund adviser rules a pyrrhic victory?
Grip
A Preliminary Ruling Strikes The FTC’s Non-Compete Ban, But Leaves Employers With Significant Compliance Issues And Little Time
Moses Singer Client Alert
FTC Rule on Non-Competes
Moses Singer Client Alert
Under the Finfluence – the Effects of Social-Media-Driven Investment
Grip
SEC wins Landmark Case on Shadow Trading Enforcement Action
Global Relay
Shadow Trading
Moses Singer Client Alert
Podcast: Howard A. Fischer talks about spot bitcoin ETFs, from rollout to risks
Grip
The SEC Adopts New Timing Requirements for Beneficial Ownership Reporting
Moses Singer Client Alert
Health Care Industry Can Guard Against SEC Insider Trading Push
Bloomberg Law
Moses Singer Client Alert
New York On Verge Of Adopting The Most Restrictive Law In The United States Banning Non-Competition Agreements
Moses Singer Client Alert
Possible Transactional Implications of the FTC Proposal to Ban Non-Competition Agreements in The United States
Moses Singer Client Alert
The Special Purpose Acquisition Company Fallout is Going to be Spac-tacular
Financial Times
No One Stopped the Crypto Meltdown. Are Government Enforcers to Blame?
Barron's
SEC Publishes Guidance on Disclosure of Exposure to Crypto Risks
Moses Singer Client Alert
Those Wanting the SEC to Target Large Firms Should Think Again
Bloomberg Law
Greenwashing entra no radar da SEC
Pax Americana and the brave new green world
Financial Times
Here’s Why Block Trading Matters
Financial Times
Welcome to the Bankers’ Panopticon
Financial Times
By: Howard A. Fischer (co-author)
SEC’s Focus on Enforcement Actions for Record-Keeping Violations Ensnares JP Morgan: Who Else Will Be Swamped?
Thomson Reuters
This article was first published on Thomson Reuters on January 1, 2022.
Does Securities Fraud Matter Anymore?
Barron's
Facebook Whistleblower Claims May Not Amount to Securities Fraud
Thomson Reuters
This article was first published on Thomson Reuters on October 15, 2021.
SEC Aggressiveness Casts a Shadow Over Corporate Insiders
Thomson Reuters
This article was first published on Thomson Reuters on October 1, 2021.
Human Capital Resource Disclosure: Risks & Best Practices
Bloomberg Law
The Divisions on Display in a New SEC Decision Will Have Lasting Consequences
Barrons.com
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