Howard A. Fischer, Moses Singer partner and former SEC prosecutor, will be speaking on a panel titled “Capture if you can: How to Build Effective, Future-facing Comms Compliance Policies,” offered by Global Relay Webinar on May 1, 20224 at 10:30 am EDT. 

The speakers will address whether your communications compliance defenses are comprehensive enough to identify misconduct and sustain regulatory inquiry.  Specifically, they will offer insights on how to revitalize policies, strategize to deter noncompliance, and prepare for future enforcement action.