Howard Fischer Will Be a Panelist at the Star Compliance Webinar Titled, "A Regulator & A Prosecutor Walk Into A Bar: Shadow Trading Unveiled."
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Howard A. Fischer
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Howard Fischer will be speaking on the SEC’s expansive view of insider trading law, and recent enforcement actions regarding “shadow trading.” As a former SEC enforcement attorney, Howard will use the insights gleaned from his experience as a prosecutor to outline for financial services insiders how the SEC is extending potential liability for insider trading, and how to proactively limit exposure.
