Moses & Singer represents a broad spectrum of public and privately held issuers for ongoing and transaction specific securities related matters. We represent issuers with respect to a variety of corporate finance transactions including:
- Public equity and debt offerings
- Private placements
- International securities offerings
- PIPE (“Private Investment in Public Entity”) transactions
- Reverse mergers
- Going private transactions
- Public merger and acquisition transactions
- Tender offers and other financing transactions
We provide general representation of public companies with respect to ongoing securities and regulatory matters, including:
- Periodic reporting under the Securities Exchange Act of 1934
- Corporate governance
- Conduct of stockholders meetings
- Compliance with listing requirements of securities exchanges
- Development and implementation of equity incentive plans
- Investor relations and analyst issues
- PCAOB (“Public Company Accounting Oversight Board”) concerns
- Securities litigation
- Regulatory concerns applicable to public issuers
Our representation extends to matters arising under the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisors Act of 1940.
For more information please contact us.
Prior results do not guarantee a similar outcome.
Moses & Singer represents a broad spectrum of public and privately held issuers for ongoing and transaction specific securities related matters. We represent issuers with respect to a variety of corporate finance transactions including:
- Public equity and debt offerings
- Private placements
- International securities offerings
- PIPE (“Private Investment in Public Entity”) transactions
- Reverse mergers
- Going private transactions
- Public merger and acquisition transactions
- Tender offers and other financing transactions
We provide general representation of public companies with respect to ongoing securities and regulatory matters, including:
- Periodic reporting under the Securities Exchange Act of 1934
- Corporate governance
- Conduct of stockholders meetings
- Compliance with listing requirements of securities exchanges
- Development and implementation of equity incentive plans
- Investor relations and analyst issues
- PCAOB (“Public Company Accounting Oversight Board”) concerns
- Securities litigation
- Regulatory concerns applicable to public issuers
Our representation extends to matters arising under the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisors Act of 1940.
For more information please contact us.
Prior results do not guarantee a similar outcome.
- Howard Fischer Quoted In Reuters Article On The Likelihood On Greater Regulations Of Crypto Lending
- Howard A. Fischer Interviewed On CoinDesk TV Regarding The Investigation Into Celsius Following Withdrawal Freeze
- Howard A. Fischer Quoted In CityWire Article Regarding Securities and Exchange Commission's Recent Proposals
- Howard Fischer Quoted In Reuters Article Regarding Twitter’s Liability for Misstating Number of Bots
- Howard Fischer Quoted In Grid Article On How Elon Musk's Twitter Buy Could Negatively Affect Tesla
- Howard Fischer Interviewed by Dan Murphy for “Capital Connection”
- Howard Fischer Mentioned In Commetric Article Discussing Spokespeople In The Twitter Takeover Debate And Their Influence Score
- Howard Fischer Quoted In Grid Article On Elon Musk's Recent Bid For Twitter
- Howard Fischer Quoted In Reuters Article On Elon Musk Twitter $43 Billion Cash Offer
- Howard Fischer Quoted In Reuters Article On Elon Musk's Recent Purchase of 9% of Twitter
- Howard Fischer Quoted In CNBC Article On What Elon Musk's Recent Twitter Board Seat Means For The Company
- Howard Fischer Quoted In RollCall.com Article On SEC Climate Rule
- Howard Fischer Quoted In Forbes Article On Impact Of Proposed SEC Climate Disclosure Rules
- Howard Fischer interviewed on CNBC’s Power Lunch
- Howard Fischer Quoted In The Financial Times Sustainable Views Regulatory round-up
- Howard Fischer Quoted In CNBC Article Discussing Elon Musk And Kimbal Musk Insider-Trading Investigation
- Howard A. Fischer Interviewed on "In Practice" By Rose Ors, CEO of ClientSmart
- Howard Fischer Quoted In Reuters Article Discussing GameStop champion Roaring Kitty
- Howard A. Fischer Interviewed On CGTN Europe Regarding U.S. Trading Investigation
- Moses & Singer represents VDA Group in the Telkonet Acquisition
- Howard Fischer Quoted In Reuters Article Discussing The Recent Scrutiny Of Commission-Free Brokers
- Moses & Singer Represents Independent Directors Committee of Personal Touch Holding Corp. in Connection With Acquisition by Anthem Inc.
- Howard Fischer Quoted In Reuters Article Discussing Elon Musk Possibly Becoming An Influencer
- Howard Fischer Quoted In Agenda Week Article "New No-Action Rules to ‘Embolden’ Investors on ESG Proposals"
- Howard Fischer Quoted In Reuters Article Discussing Elon Musk's Recent Twitter Post
- Howard Fischer Quoted In Financial Post Article Re: Tesla's Recent Stock Bounce
- Howard Fischer Quoted In New York Times Article Re: Facebook's Latest Woes
- Howard A. Fischer Quoted in an Article in the Journal Protocol About Frances Haugen’s Recent SEC Complaint
- Moses & Singer Represents ABN AMRO Ventures in Successful Exit From Open Invest
- Howard A. Fischer Quoted in a Reuters Article About The Implications of Robinhood Markets Inc. Anticipated Public Listing
- Howard A. Fischer Quoted in a Wall Street Journal Article on Struggling Companies Launching Stock Sale Efforts
- Howard A. Fischer Quoted in Reuters Article on Meme Stocks Surge as Major Indexes Edge Higher
- Howard A. Fischer Quoted in SHRM Article on SEC's Rule On Human Capital Reporting
- Howard A. Fischer Quoted in Reuters Article on U.S. SEC Scrutiny Of Blank-Check Deals
- Howard A. Fischer Quoted in Law360 on Recent Lawsuits Filed Against Robinhood
- Howard A. Fischer Quoted in Law360 Article on Gary Gensler Atop List To Lead SEC
- Howard A. Fischer Quoted in Investor's Business Daily on The Effect A New SEC Chair Might Have On Investment Advisors
- Howard A. Fischer Quoted in InvestmentNews on the Potential SEC Changes Due To the Recent Presidential Election
- Howard A. Fischer Quoted In WSJ Article About The Stepping Down Of SEC Chairman
- Howard A. Fischer Quoted in Law360 on SEC Chairman Jay Clayton Stepping Down at End of Year
- Howard A. Fischer Quoted in Compliance Week on SEC Chairman Stepping Down and the Targeting of Financial Institutions
- Howard A. Fischer Quoted in Compliance Week on SEC Chairman Stepping Down and the Targeting of Financial Institutions
- Howard A. Fischer Quoted In Law360 Article About What Biden's Win Means For SEC Enforcement, Leadership
- Howard A. Fischer Quoted In Law360 Article About The Effects On Capital Markets Due To Uncertain Election
- Allan Grauberd Quoted in Law360 on TikTok's Oracle Deal
- Allan Grauberd Quoted in a Business Insider Article About the TikTok Deal
- Allan Grauberd Quoted in a South China Morning Post Article on TikTok's Oracle Deal
- Allan Grauberd Quoted in a Law360 Article on TikTok And Data Concerns
- Howard A. Fischer Quoted in Investment News
- Howard A. Fischer Quoted in Investment News
- Howard A. Fischer Quoted in Reuters Article Regarding Private Debt
- Apax Partners MidMarket Pulls In $1B For New Fund
- Moses & Singer Advises Family Offices on Wealth Management and Risk Avoidance
- Howard A. Fischer To Speak At ESG Forum
- Howard A. Fischer To Speak At FIRE Starters Global Summit: Dublin
- Howard A. Fischer To Speak At ABA "New Legal and Regulatory Issues Related to Climate Change" Webinar
- Howard A. Fischer To Co-Chair NYSBA's "The Habits Of Highly Effective Dispute Resolvers"
- Howard A. Fischer To Be Part Of A Sustainability Panel At The MSI International Conference
- Howard A. Fisher To Present At 'The Cum-Ex Scandal: Will US Prosecutors Elbow Into Europe’s Greatest Tax Fraud?' Webinar
- Howard A. Fischer To Moderate Securities Disputes Committee All-Star Panel
- Howard A. Fischer To Chair New York State Bar Association Panel On Arbitration
- Howard A. Fischer To Speak On ESG Issues and Potential Enforcement Risk In Alternative Asset Sector
- Howard A. Fischer To Moderate “Financial Services in Ireland post-Brexit” Webinar
- Howard A. Fischer Moderated Webinar On “Financial Services in Ireland post-Brexit”
- Howard A. Fischer Will Lead A Discussion At The NYSBA Meeting On Meme Stocks
- Crowdfunding and Raising Capital on the Web
- Attracting Chinese Investment to U.S. Markets--Legal, Business and Practical Considerations
- Principal Issues Involved in Negotiating Large System Software Licensing Deals
- Legal Concerns About International Distribution Contracts
- Welcome to the bankers’ panopticon
- SEC’s Focus on Enforcement Actions for Record-Keeping Violations Ensnares JP Morgan: Who Else Will Be Swamped?
- Does Securities Fraud Matter Anymore?
- Facebook Whistleblower Claims May Not Amount to Securities Fraud
- SEC Aggressiveness Casts A Shadow Over Corporate Insiders
- Human Capital Resource Disclosure: Risks & Best Practices
- The Divisions on Display in a New SEC Decision Will Have Lasting Consequences
- Europe’s Cum-Ex Scandal: What To Expect When U.S. Authorities Join the Party
- SEC Targets Insider Trading in Health Care Sector
- The Real Risks of the Archegos Saga
- Did GameStop Traders Pave the Way for a New Era of Securities Fraud?
- Deep in the Agencies, Trump Officials Targeted ESG Investors. A Rollback Won’t Be Easy.
- Corporate Directors Beware - A Recent S.D.N.Y. Opinion Suggests That Former Directors of Selling Corporations Can Face Personal Liability for Post-Closing Insolvency
- Are SEC Enforcement Actions Relating to COVID-Related Disclosures the Next Epidemic?
- A Fireside Chat About Securities Regulation: Recent Updates on the Definition of Accredited Investor
- The Color Disparity: Venture Capital's Problem with Black Founders
- The Committee on Foreign Investment in the United States: Outline of Regulations in effect as of June 2020
- INSIGHT: Books and Records Obligations During a Pandemic
- A Curveball by the SBA Unsettles the Application Process for the PPP Program
- State of Play: Venture Backed Startups, the Paycheck Protection Program and the Affiliation Rule
- The War of Auditor Independence
- A Discussion Concerning The SEC’s Proposed Changes To The Accredited Investor Definitions
- Moses & Singer Securities Corner - A discussion concerning the SEC’s Proposed Changes to the Accredited Investor Definitions - Part II
- Moses & Singer Securities Corner - A discussion concerning the SEC’s Proposed Changes to the Accredited Investor Definitions - Part I
- The SEC Goes Big With A Concept Release Suggesting An Ambitious Re-Examination Of Private Capital Formation Exemptions
- ‘Lorenzo’: What Happens Next and What To Do About It?
- June 30th Deadline Approaching for US Subsidiaries of Foreign Entities Mandatory Response to Commerce Department 2017 Benchmark Survey of Foreign Direct Investment in the United States
- The Revised Regulation D Rule 504 Exemption-Bigger And Better
- Tools of the Trade: Keeping Your Wealth Intact for Multiple Generations
- The SEC Issues Proposed Crowdfunding Rules
- The SEC Adopts Rules Permitting Public Advertising For "Private" Offerings Under Rule 506 Of Regulation D, Bad Actor Disqualification For Rule 506 Offerings, and Proposes Enhanced Disclosure and Amendments to Form D For Rule 506 Offerings
- Using Social Media to Communicate with Investors: The SEC 'Likes' This
- SEC Offers Incentives to Whistleblowers: Potential Risks and Strategies for Public and Private Companies
- SEC's "Bad Actor" Proposal Poses Challenges for Rule 506 Issuers
- Proxy Access Rule: A Major Change in Governance is in Limbo
- SEC Proposes New Rule For Family Offices Under Dodd-Frank Act
- Dodd-Frank Act Permanently Exempts Non-Accelerated Filers From SOX Section 404(b)'s Auditor Attestation Requirement
- Dodd-Frank Act Changes Definition of Accredited Investor for Private Placements of Securities
- Madoff - Analysis of the Recent Decision Regarding the Scope of SIPA Protection
- Impact of SEC Rule Changes on Proxy Statement Disclosure
- SEC Rules for Smaller Public Firms, Rule 144 Changes
- The SEC's Securities Offering Reform and Small Public Companies
- Securities Watch