Join Our Mailing ListMoses & Singer represents a broad spectrum of public and privately held issuers for ongoing and transaction specific securities related matters. We represent issuers with respect to a variety of corporate finance transactions including:
- Public equity and debt offerings
- Private placements
- International securities offerings
- PIPE (“Private Investment in Public Entity”) transactions
- Reverse mergers
- Going private transactions
- Public merger and acquisition transactions
- Tender offers and other financing transactions
We provide general representation of public companies with respect to ongoing securities and regulatory matters, including:
- Periodic reporting under the Securities Exchange Act of 1934
- Corporate governance
- Conduct of stockholders meetings
- Compliance with listing requirements of securities exchanges
- Development and implementation of equity incentive plans
- Investor relations and analyst issues
- PCAOB (“Public Company Accounting Oversight Board”) concerns
- Securities litigation
- Regulatory concerns applicable to public issuers
Our representation extends to matters arising under the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisors Act of 1940.
For more information please contact us.
Prior results do not guarantee a similar outcome.
Moses & Singer represents a broad spectrum of public and privately held issuers for ongoing and transaction specific securities related matters. We represent issuers with respect to a variety of corporate finance transactions including:
- Public equity and debt offerings
- Private placements
- International securities offerings
- PIPE (“Private Investment in Public Entity”) transactions
- Reverse mergers
- Going private transactions
- Public merger and acquisition transactions
- Tender offers and other financing transactions
We provide general representation of public companies with respect to ongoing securities and regulatory matters, including:
- Periodic reporting under the Securities Exchange Act of 1934
- Corporate governance
- Conduct of stockholders meetings
- Compliance with listing requirements of securities exchanges
- Development and implementation of equity incentive plans
- Investor relations and analyst issues
- PCAOB (“Public Company Accounting Oversight Board”) concerns
- Securities litigation
- Regulatory concerns applicable to public issuers
Our representation extends to matters arising under the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisors Act of 1940.
For more information please contact us.
Prior results do not guarantee a similar outcome.
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- Howard A. Fischer Quoted In WSJ Article About The Stepping Down Of SEC Chairman
- Howard A. Fischer Quoted in Law360 on SEC Chairman Jay Clayton Stepping Down at End of Year
- Howard A. Fischer Quoted in Compliance Week on SEC Chairman Stepping Down and the Targeting of Financial Institutions
- Howard A. Fischer Quoted in Compliance Week on SEC Chairman Stepping Down and the Targeting of Financial Institutions
- Howard A. Fischer Quoted In Law360 Article About What Biden's Win Means For SEC Enforcement, Leadership
- Howard A. Fischer Quoted In Law360 Article About The Effects On Capital Markets Due To Uncertain Election
- Allan Grauberd Quoted in Law360 on TikTok's Oracle Deal
- Allan Grauberd Quoted in a Business Insider Article About the TikTok Deal
- Allan Grauberd Quoted in a South China Morning Post Article on TikTok's Oracle Deal
- Allan Grauberd Quoted in a Law360 Article on TikTok And Data Concerns
- Howard A. Fischer Quoted in Investment News
- Howard A. Fischer Quoted in Investment News
- Howard A. Fischer Quoted in Reuters Article Regarding Private Debt
- Apax Partners MidMarket Pulls In $1B For New Fund
- Moses & Singer Advises Family Offices on Wealth Management and Risk Avoidance
- Principal Issues Involved in Negotiating Large System Software Licensing Deals
- Legal Concerns About International Distribution Contracts
- A Fireside Chat About Securities Regulation: Recent Updates on the Definition of Accredited Investor
- The Color Disparity: Venture Capital's Problem with Black Founders
- The Committee on Foreign Investment in the United States: Outline of Regulations in effect as of June 2020
- INSIGHT: Books and Records Obligations During a Pandemic
- A Curveball by the SBA Unsettles the Application Process for the PPP Program
- State of Play: Venture Backed Startups, the Paycheck Protection Program and the Affiliation Rule
- The War of Auditor Independence
- A Discussion Concerning The SEC’s Proposed Changes To The Accredited Investor Definitions
- Moses & Singer Securities Corner - A discussion concerning the SEC’s Proposed Changes to the Accredited Investor Definitions - Part II
- Moses & Singer Securities Corner - A discussion concerning the SEC’s Proposed Changes to the Accredited Investor Definitions - Part I
- The SEC Goes Big With A Concept Release Suggesting An Ambitious Re-Examination Of Private Capital Formation Exemptions
- June 30th Deadline Approaching for US Subsidiaries of Foreign Entities Mandatory Response to Commerce Department 2017 Benchmark Survey of Foreign Direct Investment in the United States
- The Revised Regulation D Rule 504 Exemption-Bigger And Better
- Tools of the Trade: Keeping Your Wealth Intact for Multiple Generations
- The SEC Issues Proposed Crowdfunding Rules
- The SEC Adopts Rules Permitting Public Advertising For "Private" Offerings Under Rule 506 Of Regulation D, Bad Actor Disqualification For Rule 506 Offerings, and Proposes Enhanced Disclosure and Amendments to Form D For Rule 506 Offerings
- Using Social Media to Communicate with Investors: The SEC 'Likes' This
- SEC Offers Incentives to Whistleblowers: Potential Risks and Strategies for Public and Private Companies
- SEC's "Bad Actor" Proposal Poses Challenges for Rule 506 Issuers
- Proxy Access Rule: A Major Change in Governance is in Limbo
- SEC Proposes New Rule For Family Offices Under Dodd-Frank Act
- Dodd-Frank Act Permanently Exempts Non-Accelerated Filers From SOX Section 404(b)'s Auditor Attestation Requirement
- Dodd-Frank Act Changes Definition of Accredited Investor for Private Placements of Securities
- Madoff - Analysis of the Recent Decision Regarding the Scope of SIPA Protection
- Impact of SEC Rule Changes on Proxy Statement Disclosure
- SEC Rules for Smaller Public Firms, Rule 144 Changes
- The SEC's Securities Offering Reform and Small Public Companies
- Securities Watch
