Taking on Dodd-Frank

December 4, 2014

David L. Glass

Radisson Martinique on Broadway
49 West 32nd Street
New York, NY 12207

Banking attorney David L. Glass will speak at this seminar concerning Dodd-Frank and its impact on the financial services industry. This program is aimed at attorneys and financial professionals who need to understand the current regulations, and how the updated newly implemented laws affect them.  The program covers:

I. Banking - Systemic Risk & Prudential Standards: A high level overview of the Financial Stability Oversight Council under Dodd-Frank and its work to date, and the Federal Reserve Board's final rule on enhanced regulatory requirements.

II. The Consumer Financial Protection Bureau: The establishment of the Consumer Financial Protection Bureau and how it has used its powers since opening its doors.

III. Securities – Swaps and Derivatives: A high level review of Title VII and what activities may draw you into the Title VII regulatory vortex.

The program, sponsored by the New York State Bar Assn.,  runs from 10:00 AM - 1:00 PM  and offers 3.0 MCLE Credits in Professional Practice.


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