Howard A. Fischer To Moderate Securities Disputes Committee All-Star Panel

September 17, 2021

Howard A. Fischer

Howard A. Fischer will moderate an upcoming Virtual NYSBA Securities Disputes Committee All-Star Panel of senior enforcement personnel from the New York Stock Exchange, the CBOE, and the Nasdaq, on September 17th at 8:30 a.m.” Participants will discuss, among other subjects, their respective regulatory enforcement programs, how cases are generated, which persons and entities are subject to their respective jurisdictions, and how investigations proceed.

Email Catherine Carl at to receive the calendar invite.