Allan Grauberd

Allan Grauberd is the Chair of Moses & Singer’s Securities and Capital Markets Practice group.  He practices primarily in the corporate and securities areas including venture capital and private placement transactions, mergers and acquisitions involving both public and privately held companies, initial and secondary public offerings, general representation of public companies with respect to ongoing securities and regulatory compliance, and international securities offerings and exchange offers.

Allan has completed a large number of acquisition and divestiture transactions in a wide range of industries, with often complex structural issues and with diverse transaction participants, including private equity funds and strategic buyers and sellers,  both domestic and internationally. 

Allan provides general representation for a variety of companies In a broad spectrum of industries, in the areas of corporate finance, shareholder relations, employee matters and intellectual property licensing.  He regularly represents venture capital funds with respect to their portfolio investments.  Allan has represented a variety of companies in international distribution and licensing arrangements, as well as facilitating cross border equity and debt transactions.

Allan is rated AV Preeminent, the highest legal ability and ethical standards by Martindale-Hubbell in Securities Law.

Representative Matters

• Provided SEC compliance, general corporate and mergers and acquisition counseling to a public corporation in the healthcare field.
• Represented a public corporation in the software field, providing SEC compliance, and mergers and acquisition counseling.
• Negotiated a major acquisition deal in the juice and beverage industry leading to a takeover of the client by a private equity fund.
• Acted as lead counsel in initial public offerings in the technology, food and consumer space.
• Provided investment and mergers and acquisitions counseling to a venture capital fund, including fund financing, outbound investments and sales of portfolio companies, with more than ten completed transactions for this fund.
• Restructured a United States publishing concern and co-lead its initial public offering on the Frankfurt Stock Exchange.
• Represented numerous issuers with respect to angel and venture capital financing rounds.
• Represented numerous issuers with respect to PIPE transactions.
• Represented a publicly held corporation in a $40 million technology joint venture.
• Representation of Australian issuers in initial public offerings on the ASX and concurrent Regulation D private placements.

Related News

• Moses & Singer represents VDA Group in the Telkonet Acquisition January 28, 2022
• Moses & Singer Represents Topaz Lighting Corp. in Acquisition by Southwire Company December 14, 2021
• Moses & Singer Represents Independent Directors Committee of Personal Touch Holding Corp. in Connection With Acquisition by Anthem Inc. December 14, 2021
• Moses & Singer Represents ABN AMRO Ventures in Successful Exit From Open Invest September 20, 2021
• Allan Grauberd Quoted in Law360 on TikTok's Oracle Deal September 21, 2020
• Allan Grauberd Quoted in a Business Insider Article About the TikTok Deal September 18, 2020
• Allan Grauberd Quoted in a South China Morning Post Article on TikTok's Oracle Deal September 16, 2020
• Allan Grauberd Quoted in a Law360 Article on TikTok And Data Concerns August 7, 2020
• Moses & Singer Team Represents ABN AMRO Ventures in Open Invest’s Series A-1 Financing May 12, 2020
• Moses & Singer Successfully Leads ABN AMRO Digital Impact Fund In Deal February 9, 2018

Related Events

• What to Know Before Joining a Private Company Board July 18, 2018
• The Moses & Singer Family Office Forum November 13, 2013
• Crowdfunding and Raising Capital on the Web June 14, 2012
• The Madoff Affair: What Happened, Dealing with the Consequences, and How to Avoid Investment Fraud May 7, 2009

Related Articles

• Corporate Directors Beware - A Recent S.D.N.Y. Opinion Suggests That Former Directors of Selling Corporations Can Face Personal Liability for Post-Closing Insolvency January 12, 2021
• SBA and Treasury To Issue Loan Necessity Questionnaires to Borrowers With Loans of $2 Million or More November 17, 2020
• A Fireside Chat About Securities Regulation: Recent Updates on the Definition of Accredited Investor October 13, 2020
• The Committee on Foreign Investment in the United States: Outline of Regulations in effect as of June 2020 August 3, 2020
• New PPP Guidance Provides for Partial Loan Forgiveness June 16, 2020
• PPP Updates: Loan Forgiveness and Foreign Affiliates May 20, 2020
• Last Minute FAQ Creates Some Relief on Necessity Certification May 13, 2020
• Battle Lines Are Drawn in the Fight Over Business Interruption Insurance May 6, 2020
• A Curveball by the SBA Unsettles the Application Process for the PPP Program April 29, 2020
• State of Play: Venture Backed Startups, the Paycheck Protection Program and the Affiliation Rule April 8, 2020