Allan Grauberd

Allan Grauberd is the Chair of Moses & Singer’s Securities and Capital Markets Practice group.  He practices primarily in the corporate and securities areas including venture capital and private placement transactions, mergers and acquisitions involving both public and privately held companies, initial and secondary public offerings, general representation of public companies with respect to ongoing securities and regulatory compliance, and international securities offerings and exchange offers.

Allan has completed a large number of acquisition and divestiture transactions in a wide range of industries, with often complex structural issues and with diverse transaction participants, including private equity funds and strategic buyers and sellers,  both domestic and internationally. 

Allan provides general representation for a variety of companies In a broad spectrum of industries, in the areas of corporate finance, shareholder relations, employee matters and intellectual property licensing.  He regularly represents venture capital funds with respect to their portfolio investments.  Allan has represented a variety of companies in international distribution and licensing arrangements, as well as facilitating cross border equity and debt transactions.

Allan is rated AV Preeminent, the highest legal ability and ethical standards by Martindale-Hubbell in Securities Law.

Representative Matters

• Provided SEC compliance, general corporate and mergers and acquisition counseling to a public corporation in the healthcare field.
• Represented a public corporation in the software field, providing SEC compliance, and mergers and acquisition counseling.
• Negotiated a major acquisition deal in the juice and beverage industry leading to a takeover of the client by a private equity fund.
• Acted as lead counsel in initial public offerings in the technology, food and consumer space.
• Provided investment and mergers and acquisitions counseling to a venture capital fund, including fund financing, outbound investments and sales of portfolio companies, with more than ten completed transactions for this fund.
• Restructured a United States publishing concern and co-lead its initial public offering on the Frankfurt Stock Exchange.
• Represented numerous issuers with respect to angel and venture capital financing rounds.
• Represented numerous issuers with respect to PIPE transactions.
• Represented a publicly held corporation in a $40 million technology joint venture.
• Representation of Australian issuers in initial public offerings on the ASX and concurrent Regulation D private placements.

Related News

• Moses & Singer Successfully Leads ABN AMRO Digital Impact Fund In Deal February 9, 2018
• Moses & Singer Honored in The American Lawyer's Global Legal Awards August 2, 2016
• Moses & Singer Closes $150 Million Sale of Apple & Eve, LLC July 31, 2014
• Moses & Singer Advises Family Offices on Wealth Management and Risk Avoidance November 20, 2013
• Martindale-Hubbell Announces List of Top Rated Lawyers In New York October 17, 2013
• Moses & Singer Co-Hosts Crowdfunding Program with ITAC June 19, 2012
• Moses & Singer Client American Medical Alert Signs Acquisition Agreement with Tunstall September 22, 2011
• Moses & Singer Client DwellStudio Completes Transaction for Strategic Investment by BrandSense Partners July 20, 2011
• Moses & Singer Client Henry Bros. Electronics Completes Merger December 20, 2010
• Moses & Singer Client Completes Joint Venture May 13, 2010

Related Events

• What to Know Before Joining a Private Company Board July 18, 2018
• The Moses & Singer Family Office Forum November 13, 2013
• Crowdfunding and Raising Capital on the Web June 14, 2012
• The Madoff Affair: What Happened, Dealing with the Consequences, and How to Avoid Investment Fraud May 7, 2009

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