Allan Grauberd is the Leader of Moses Singer’s Securities, Capital Markets & Financing practice.  He practices primarily in the corporate and securities areas including venture capital and private placement transactions, mergers and acquisitions involving both public and privately held companies, representation of corporate boards, initial and secondary public offerings, executive compensation, general representation of public companies with respect to ongoing securities and regulatory compliance, and international securities offerings and exchange offers, including with respect to American Depositary Receipts offerings. Allan has completed a large number of acquisition and divestiture transactions in a wide range of industries, with often complex structural issues and with diverse transaction participants, including private equity funds and strategic buyers and sellers, both domestic and internationally.

Allan provides general representation for a variety of companies in a broad spectrum of industries, in the areas of corporate finance, development of equity-based compensation plans, shareholder relations, board governance issues, and intellectual property licensing and distribution.  He regularly represents venture capital funds with respect to their portfolio investments.  He has also been active in dealing with complex IRC Section 280G issues arising in M&A transactions, including conducting “cleansing” votes. Allan has also counseled non-US businesses with respect to compliance with CFIUS in their US investments. He has also provided support in a variety of securities fraud litigation matters, as well as bankruptcy restructuring involving securities exchange offers. His practice also extends to representing broker dealers and investment advisers with respect to SEC and FINRA compliance matters. He also assists investment funds in connection with compliance with the Investment Company Act and Investment Advisers Act.  

More recently, Allan’s practice has developed an enhanced focus on European clients, representing them in their US business activities and transactions, as well as handling disputes involving European clients and US based companies in coordination with the Firm’s litigation group. In this regard, he is an active member and frequently attends conferences of the International Bar Association in Europe, where he has developed a strong network of relationships with various European law firms. 

Allan is rated AV Preeminent, the highest legal ability and ethical standards by Martindale-Hubbell in Securities Law.
 

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