INSIGHT: Jumping the Tracks—Is an SEC Liability Crash on its Way?

November 21, 2019

Bloomberg Law

By: Howard A. Fischer

Moses & Singer’s Howard Fischer looks at SEC liability issues in light of the Supreme Court’s Lorenzo ruling and the SEC’s intentions to ease rules allowing inexperienced investors to invest in risky offerings. He says a train wreck is inevitable in the form of significantly increased litigation risks—both in the form of private claims as well as in SEC enforcement cases.

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